Services

Lally & Co. provides service for the following individuals and organizations:

Securities Broker-Dealers
- Financial statement audits to meet SEC and FINRA requirements
- Coordination of audited annual statements to submitted FOCUS reports
- Tax return preparation

Investment and Hedge Fund Partnerships
- Rapid and accurate turnaround of Form K-1 to investors
- Financial statement audits to fulfill investor reporting requirements
- Advisory support for determining best organizational structure

Registered Investment Advisors
- Business tax returns
- Formation of alternative investment company structures

Employee Benefit and Retirement Plans
- Preparing audited financial statements
- Services that are integrated and coordinated with Third-Party Administrators, trustees, and custodians

Captive Insurance Companies
- Preparing audited financial statements
- Off-shore insurance commission registration
- Coordination of audit services with Third-Party Administrators and record keepers

Credit Unions
- Preparing audited financial statements
- Direct communication to identify and avoid risks and exposures
- Identifying potential compliance “red flags”