Financial services organizations are continually under pressure from regulatory bodies to provide on-time, accurate reports within a highly technical environment. These organizations are subject to rigorous deadlines placed upon them by FINRA, SEC, NCUA, the IRS, and insurance commissions. In addition, financial services organizations must ensure that their information is accurate and virtually flawless. Lally & Co. has developed a process that anticipates these “reporting crunches” and provides relief for professionals in the financial services industry.
Our Proactive Financial Compliance process meets these aggressive turnaround requirements and provides comprehensive, expert knowledge across the financial services industry.
“Professionals in the financial services industry have direct-line access to Lally & Co.’s partners and managers. Our team identifies and presents year-end issues before they become year-end problems.”
-Edward J. Gorski, Partner